Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Gates is a financial professional with over 25 years of experience in the industry. Erica currently works at Charles Schwab & CO., Inc. in San Francisco, CA. Erica has held positions at several firms, including Charles Schwab & CO., Inc. and Credit Suisse First Boston Corporation. Erica holds several licenses, including Series 63, Series 7, Series 24, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
02/06/2015 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
CA
02/05/2000 - 09/06/2013
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
NY
10/18/1995 - 09/01/1999
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 01/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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