Unclaimed
Erica Guadalupe Zaragoza is a registered investment advisor representative at GWN Securities Inc. Erica has been working in the securities industry since October 8, 2018 and holds Series 66, Series 7, and SIE licenses. Erica is registered in California, Colorado, New Jersey, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
11/13/2018 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
BOTH
Issued 11/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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