Unclaimed
Erica Elyce McDuff has been in the financial services industry since 2008. She holds the Series 7, Series 63, and SIE licenses, as well as registrations in 53 states. Currently, Erica is a registered representative with Fidelity Brokerage Services LLC. Previously, Erica worked with Tradestation Securities, Inc. and TD Ameritrade Clearing, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
11/23/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
FL
06/28/2019 - 11/05/2021
TRADESTATION SECURITIES, INC. (PLANTATION FL)
TX
05/28/2013 - 05/29/2019
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
09/12/2008 - 05/28/2013
TD AMERITRADE, INC. (FORT WORTH TX)
BC
Issued 11/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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