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Erica Elyce McDuff

Fidelity Brokerage Services LLC

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About Erica Elyce McDuff

Erica Elyce McDuff has been in the financial services industry since 2008. She holds the Series 7, Series 63, and SIE licenses, as well as registrations in 53 states. Currently, Erica is a registered representative with Fidelity Brokerage Services LLC. Previously, Erica worked with Tradestation Securities, Inc. and TD Ameritrade Clearing, Inc..

Firm Information

Erica McDuff is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erica McDuff’s Registration & Firm History

NH

11/23/2021 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

FL

06/28/2019 - 11/05/2021

TRADESTATION SECURITIES, INC. (PLANTATION FL)

TX

05/28/2013 - 05/29/2019

TD AMERITRADE CLEARING, INC. (Southlake TX)

TX

09/12/2008 - 05/28/2013

TD AMERITRADE, INC. (FORT WORTH TX)

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Licenses & Designations

BC

Issued 11/10/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Erica Elyce McDuff. Review regulatory record here.
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