Unclaimed
Erica Elizabeth Thoman is a registered representative with Fidelity Brokerage Services LLC. Erica has been in the securities industry since July 2018. She holds the Series 7, Series 63, and SIE licenses. Erica is licensed in 53 states and is currently located in Covington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
07/03/2018 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 07/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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