Unclaimed
Erica Schrock is a financial professional registered with Northwestern Mutual Investment Services, LLC. Erica is a Series 63, SIE and Series 6TO licensed professional. Erica has been in the financial services industry since October 2023. Erica is licensed to provide financial advice and services in Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Massachusetts, Missouri, Ohio, Texas, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
10/18/2023 - Present
Northwestern Mutual Investment Services, LLC (CANTON OH)
BC
Issued 05/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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