Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Dorfman is a financial professional with over 10 years of experience in the financial services industry. Erica has held positions at several prominent firms, including J.P. Morgan Securities LLC, BDT & Company, LLC, and SOFI Securities LLC. Erica is currently registered with Brex Treasury LLC and holds Series 7TO, Series 24, Series 63, and Series 79 licenses. Erica is also a registered representative in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
09/24/2019 - Present
Brex Treasury LLC (Salt Lake City UT)
CA
02/26/2016 - 03/16/2017
SOFI SECURITIES LLC (SAN FRANCISCO CA)
IL
08/26/2013 - 01/25/2016
BDT & COMPANY, LLC (CHICAGO IL)
NY
08/22/2011 - 07/11/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2020
Series 24 - General Securities Principal Examination
BC
Issued 09/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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