Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Christine Ashbrook is a financial advisor at Osaic Wealth, Inc. Erica has been in the financial industry since 2010 and has experience in both brokerage and advisory services. Erica holds Series 63 and Series 66 licenses, as well as Series 7 and the SIE exam. Erica is a registered representative of Osaic Wealth, Inc. and has previously held positions at Vanguard Marketing Corporation, Arque Capital, Ltd. and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/21/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
07/13/2016 - 08/26/2020
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
01/14/2013 - 07/31/2015
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
AZ
04/19/2010 - 07/11/2011
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 10/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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