Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Chavez is a financial advisor with LPL Financial LLC, registered in Iowa and Texas. Erica holds the Series 63, 65 and SIE licenses. Erica has been in the financial services industry for over 3 years. Previously, Erica worked with Cambridge Investment Research, Inc., where she was registered in Iowa. In addition to working with LPL, Erica also has other business activities including work for Edge Investment Solutions and Fidelits Financial Group. Erica's specializations include financial planning, pension consulting, portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
04/11/2024 - Present
LPL Financial LLC (CEDAR RAPIDS IA)
IA
12/21/2020 - 04/16/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (Cedar Rapids IA)
IA
Issued 05/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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