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Erica Annie Kareco

Natwest Markets Securities Inc.

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About Erica Annie Kareco

Erica Kareco is a financial professional with a focus on investment banking. Erica holds the Series 79TO, SIE and Series 63 licenses. Erica is currently registered with Natwest Markets Securities Inc. in 49 states and the District of Columbia.

Firm Information

Erica Kareco is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erica Kareco’s Registration & Firm History

CT

08/30/2023 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

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Licenses & Designations

BC

Issued 09/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/19/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erica Annie Kareco.
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