Invested Better
Unclaimed

Unclaimed

Unclaimed

Erica Alison Miolla

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Erica? Claim Your Profile

About Erica Alison Miolla

Erica Miolla is a registered representative with Mizuho Securities USA LLC. Erica has been in the securities industry since December 15, 2007 and holds the Series 7 and SIE licenses. She is registered with the Financial Industry Regulatory Authority (FINRA). Prior to joining Mizuho Securities USA LLC, Erica worked at Macquarie Capital (USA) Inc. and Sal. Oppenheim Jr. & Cie. Securities Inc.

Firm Information

Erica Miolla is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Erica Miolla’s Registration & Firm History

NY

10/07/2013 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/09/2010 - 10/04/2013

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

11/28/2007 - 03/23/2010

SAL. OPPENHEIM JR. & CIE. SECURITIES INC. (NEW YORK NY)

Not sure if Erica Alison Miolla is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/27/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Erica Alison Miolla.
Not sure if Erica Alison Miolla is right for you?