Unclaimed
Erica Miolla is a registered representative with Mizuho Securities USA LLC. Erica has been in the securities industry since December 15, 2007 and holds the Series 7 and SIE licenses. She is registered with the Financial Industry Regulatory Authority (FINRA). Prior to joining Mizuho Securities USA LLC, Erica worked at Macquarie Capital (USA) Inc. and Sal. Oppenheim Jr. & Cie. Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/07/2013 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
04/09/2010 - 10/04/2013
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
11/28/2007 - 03/23/2010
SAL. OPPENHEIM JR. & CIE. SECURITIES INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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