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Eric Drake Maloy

Gladstone Management Corp.

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About Eric Drake Maloy

Eric Maloy is a registered representative with Gladstone Securities, LLC. Eric has been in the securities industry since 2007 and has a Series 7, 24, and 63 licenses. Eric is also a registered investment advisor representative with Gladstone Management Corp. Eric has experience in supporting the day-to-day operations of Gladstone Management Corp. as investment adviser for four publicly traded funds.

Firm Information

Eric Maloy is currently registered with Gladstone Management Corp.. Gladstone Management Corp. is an investment adviser registered with the SEC. The firm manages assets for real estate investment trusts and business development companies. Their main office is located in McLean, VA. They provide portfolio management services and certain portfolio services for REITs.
Gladstone Management Corp.

1521 WESTBRANCH DRIVE

MCLEAN, VA 22102

$4.15B

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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certain portfolio services for reits (see brochure)

Certain portfolio services for reits (see brochure)

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Certain portfolio services to fund clients (see brochure)

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Eric Maloy’s Registration & Firm History

TX

10/24/2018 - Present

Gladstone Management Corp. (Dallas TX)

NY

04/01/2017 - 07/25/2017

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

TX

01/20/2016 - 04/01/2017

BTMU SECURITIES, INC. (DALLAS TX)

TX

07/16/2012 - 03/15/2016

MITSUBISHI UFJ SECURITIES (USA), INC. (Dallas TX)

TX

02/21/2007 - 07/28/2010

BANC OF AMERICA SECURITIES LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 03/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Drake Maloy. Review regulatory record here.
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