Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Zachary Rosen is a financial professional with over 9 years of experience in the industry. Eric has a strong background in securities and investment advising, holding registrations with both FINRA and the state of California. Eric has worked with a number of firms, including Wedbush Securities Inc., Signator Investors, Inc. and Royal Alliance Associates, Inc. Currently, Eric is an advisor with Seia and Signature Investment Advisors, LLC and Signature Intelligent Portfolios, LLC, providing portfolio management, financial planning, and educational seminars to a diverse clientele. Eric is committed to providing personalized financial guidance to individuals, families, and businesses, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/26/2016 - Present
Seia (LOS ANGELES CA)
CA
11/02/2018 - 09/30/2022
ROYAL ALLIANCE ASSOCIATES, INC. (LOS ANGELES CA)
CA
07/20/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
CA
02/18/2014 - 05/13/2016
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
BOTH
Issued 01/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/29/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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