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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Yu is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Eric has been in the industry since October 2021. Eric has passed Series 63, 65, 7TO and SIE exams. Eric is registered with the states of California, Colorado, Florida, New Hampshire, New Jersey and Texas. Eric holds registration with the states of California and Texas as an investment advisor representative. Eric previously worked for Citigroup Global Markets Inc. Eric is a member of FINRA. Eric's registrations are currently active.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/05/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEVERLY HILLS CA)
CA
10/18/2021 - 04/27/2022
CITIGROUP GLOBAL MARKETS INC. (WEST HOLLYWOOD CA)
BC
Issued 02/05/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/24/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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