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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Young Mun is a financial advisor at Rockefeller Financial LLC. Eric has over 10 years of experience in the financial services industry and is registered with the Financial Industry Regulatory Authority (FINRA) and 53 state securities regulators. Eric has a strong background in investment banking and has experience working with a variety of clients, including high-net-worth individuals, corporations, and institutions. Eric holds the Series 6, 79, and SIE licenses. Eric has a history of working for multiple firms, including Truist Securities, Inc., GCA Advisors, LLC, Duff & Phelps Securities LLC, Pagemill Partners, LLC, and Archpoint Partners LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
07/11/2022 - Present
Rockefeller Financial LLC (New York NY)
GA
07/07/2017 - 04/26/2022
TRUIST SECURITIES, INC. (ATLANTA GA)
CA
09/08/2015 - 03/10/2017
GCA ADVISORS, LLC (SAN FRANCISCO CA)
CA
09/26/2013 - 05/28/2014
DUFF & PHELPS SECURITIES LLC (EAST PALO ALTO CA)
CA
09/26/2013 - 12/16/2013
PAGEMILL PARTNERS, LLC (EAST PALO ALTO CA)
CA
03/06/2013 - 08/22/2013
ARCHPOINT PARTNERS LLC (SAN FRANCISCO CA)
NC
09/13/2006 - 08/02/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
CA
07/12/2006 - 09/13/2006
WEDBUSH MORGAN SECURITIES INC. (SAN FRANCISCO CA)
MN
07/04/2005 - 10/24/2005
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BC
Issued 04/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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