Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Lu is a registered representative with TD Securities (usa) LLC. Eric has been in the securities industry since July 28, 2013. Eric has a Series 79 license as well as the SIE and Series 63 licenses. Prior to joining TD Securities (usa) LLC, Eric worked for Cowen and Company, BofA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Eric is registered in New York and is currently employed by TD Securities (usa) LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/12/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
03/08/2024 - 04/11/2024
TD SECURITIES (USA) LLC (New York NY)
NY
05/04/2021 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
05/10/2019 - 04/27/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
07/23/2013 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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