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Eric William Scaturro

Charles Schwab & CO., Inc.

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About Eric William Scaturro

Eric Scaturro is a registered representative with Charles Schwab & Co., Inc. Eric has been in the financial services industry since December 19, 2012 and has held registrations in 19 states. Eric holds Series 7, 9, 63, and 66 licenses and the SIE exam. Eric has prior experience with Cape Securities Inc. Eric is also registered as an investment advisor representative. Eric is licensed with Charles Schwab & Co., Inc. and is located in Garden City, NY.

Firm Information

Eric Scaturro is currently registered with Charles Schwab & CO., Inc.. CHARLES SCHWAB & CO., INC. is a corporation formed in April 1971 and headquartered in San Francisco, California. They offer financial planning, wrap fee programs, and select other advisors. They operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Charles Schwab & CO., Inc.

600 Old Country Road

Garden City, NY 11530-2045

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Eric Scaturro’s Registration & Firm History

NY

01/04/2019 - Present

Charles Schwab & CO., Inc. (Garden City NY)

NY

11/09/2012 - 03/06/2014

CAPE SECURITIES INC. (HOLBROOK NY)

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Licenses & Designations

BOTH

Issued 6/29/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/17/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/26/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/8/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eric William Scaturro.
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