linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Eric William Roberts

Foreside Fund Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Eric? Claim Your Profile

About Eric William Roberts

Eric Roberts is a financial professional with over 13 years of experience in the financial industry. He is currently registered with Foreside Fund Services, LLC and holds a variety of licenses and registrations, including Series 3, 7, 24, 30, 63, and SIE. Eric has previously worked with Aberdeen Fund Distributors, LLC, Standard Life Investments Securities LLC, Putnam Retail Management Limited Partnership, and State Street Global Markets, LLC. Eric’s experience and qualifications make him a valuable resource for investors seeking financial guidance.

Firm Information

Eric Roberts is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Eric Roberts’s Registration & Firm History

MA

03/20/2024 - Present

Foreside Fund Services, LLC (Boston MA)

MA

12/13/2018 - 12/08/2023

ABERDEEN FUND DISTRIBUTORS, LLC (Boston MA)

MA

01/01/2014 - 12/13/2018

STANDARD LIFE INVESTMENTS SECURITIES LLC (BOSTON MA)

MA

04/17/2006 - 07/14/2009

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

MA

03/28/2006 - 04/11/2006

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

Not sure if Eric William Roberts is right for you?

Licenses & Designations

BC

Issued 12/03/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/2016

Series 24 - General Securities Principal Examination

BC

Issued 12/22/2015

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2014

Series 3 - National Commodity Futures Examination

BC

Issued 12/27/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric William Roberts.
Not sure if Eric William Roberts is right for you?