Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Phillips is a financial professional with over 30 years of experience in the financial services industry. Currently, Eric Phillips is a Registered Representative with Wells Fargo Clearing Services, LLC in Battle Creek, Michigan. Prior to that, Eric Phillips was registered with A. G. EDWARDS & SONS, INC., FAHNESTOCK & CO., INC., and FAHNESTOCK INTERNATIONAL INC. Eric Phillips is also a licensed agent in several states, including Florida, Illinois, Indiana, Michigan, Missouri, and North Carolina. Eric Phillips has extensive knowledge of the financial markets and has the expertise to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (BATTLE CREEK MI)
MI
08/01/1988 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BATTLE CREEK MI)
NA
04/13/1988 - 08/08/1988
FAHNESTOCK & CO., INC.
NA
10/10/1968 - 04/13/1988
FAHNESTOCK INTERNATIONAL INC.
BC
Issued 07/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/1982
Series 24 - General Securities Principal Examination
BC
Issued 08/20/1980
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1982
Series 41 - NYSE Allied Member Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 10/03/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Eric Phillips is the right advisor for you? Invested Better is here to help.
