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Eric William Koelbel

D.e. Shaw Securities, LLC

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About Eric William Koelbel

Eric Koelbel is a financial professional with over 18 years of experience in the industry. Eric is currently registered with D.e. Shaw Securities, LLC and has passed the Series 3, 7, 24, 63, 79TO and SIE exams. Eric has been registered in 52 states.

Firm Information

Eric Koelbel is currently registered with D.e. Shaw Securities, LLC. D.e. Shaw Securities, LLC is a Limited Liability Company formed on November 13, 2000. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. D.e. Shaw Securities has been approved for registration by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

Not reported

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Koelbel’s Registration & Firm History

NY

02/07/2005 - Present

D.e. Shaw Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/08/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2014

Series 3 - National Commodity Futures Examination

BC

Issued 02/04/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric William Koelbel.
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