Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Ferris is a financial advisor with over 20 years of experience in the industry. Eric is currently registered with FTI Capital Advisors, LLC in Denver, Colorado. Eric previously worked with Capstone Partners, Headwaters BD, LLC, CIBC World Markets Corp. and Lehman Brothers Inc. in various locations across the country. Eric holds the Series 63, SIE, Series 79 and Series 7 licenses. Eric is registered in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/17/2023 - Present
FTI Capital Advisors, LLC (DENVER CO)
CO
06/18/2018 - 01/09/2023
CAPSTONE PARTNERS (Denver CO)
CO
04/22/2016 - 06/26/2018
HEADWATERS BD, LLC (DENVER CO)
NY
08/27/2001 - 09/04/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/29/1998 - 01/29/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
GA
01/15/1994 - 10/10/1996
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NY
02/16/1993 - 02/24/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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