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Eric Weissenstein

TD Securities (usa) LLC

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About Eric Weissenstein

Eric Weissenstein is a financial professional with over 20 years of experience in the financial industry. Currently, Eric is a Registered Representative at TD Securities (USA) LLC, a position Eric has held since March 2024. Prior to joining TD Securities (USA) LLC, Eric held positions at Cowen and Company, Guggenheim Securities, LLC, MF Global Inc., Concept Capital Markets, LLC, Sanders Morris Harris Inc., Stanford Group Company and Charles Schwab & Co., Inc. Eric holds a Series 7, Series 24, and Series 63 license, as well as the Securities Industry Essentials (SIE) exam.

Firm Information

Eric Weissenstein is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Weissenstein’s Registration & Firm History

NY

03/07/2024 - Present

TD Securities (usa) LLC (New York NY)

DC

08/09/2016 - 04/11/2024

COWEN AND COMPANY (WASHINGTON DC)

DC

11/21/2011 - 08/05/2016

GUGGENHEIM SECURITIES, LLC (WASHINGTON DC)

DC

11/01/2010 - 12/01/2011

MF GLOBAL INC. (WASHINGTON DC)

DC

11/01/2010 - 11/02/2010

CONCEPT CAPITAL MARKETS, LLC (WASHINGTON DC)

DC

03/20/2009 - 11/02/2010

SANDERS MORRIS HARRIS INC. (WASHINGTON DC)

DC

11/10/2004 - 03/12/2009

STANFORD GROUP COMPANY (WASHINGTON DC)

TX

06/02/2003 - 11/09/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

CT

09/02/2000 - 06/10/2003

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

TX

12/22/1999 - 09/07/2000

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 02/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eric Weissenstein.
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