Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Wayne Slugantz is a financial advisor with The Leaders Group, Inc. Eric has been in the financial services industry since December 30, 2008 and has a strong background in securities and investment products. Eric is registered with FINRA and holds the Series 6, 7, and 63 licenses as well as the SIE. Eric is currently licensed to conduct business in Ohio. Eric has previously worked with VOYA FINANCIAL ADVISORS, INC., CD FUNDING SECURITIES, LLC, FIFTH THIRD SECURITIES, INC., FTAM FUNDS DISTRIBUTOR, INC., and PROEQUITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/01/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
LA
10/10/2014 - 04/27/2015
VOYA FINANCIAL ADVISORS, INC. (BATON ROUGE LA)
OH
02/29/2012 - 12/17/2013
CD FUNDING SECURITIES, LLC (CINCINNATI OH)
OH
09/14/2009 - 02/17/2012
FIFTH THIRD SECURITIES, INC. (HARRISON OH)
OH
01/23/2008 - 04/06/2009
FTAM FUNDS DISTRIBUTOR, INC. (CINCINNATI OH)
OH
09/06/2007 - 01/11/2008
PROEQUITIES, INC. (CINCINNATI OH)
BC
Issued 10/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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