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Eric Wayne Harding

Empirikal Partners LLC

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About Eric Wayne Harding

Eric Harding is a financial advisor with over 30 years of experience in the financial industry. He is currently registered with Empirikal Partners LLC and holds Series 63, 65, and 7 licenses. Eric has a long history of working with clients, providing financial planning and portfolio management services. He has a strong track record of success, managing over $88 million in assets for clients. Eric is a registered Investment Advisor Representative in Arizona, California, Florida, Georgia, New Jersey, New York, Oklahoma, Texas, and Wyoming. In the past, Eric has worked for United Planners’ Financial Services of America, Wells Fargo Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Paine Webber Incorporated.

Firm Information

Eric Harding is currently registered with Empirikal Partners LLC. Empirikal Partners LLC is an investment advisor registered with the SEC, managing approximately $88 million in assets for 170 clients. They offer financial planning and portfolio management services for individuals, high-net-worth individuals, and charitable organizations.

$88.00M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Harding’s Registration & Firm History

AZ

05/11/2020 - Present

Empirikal Partners LLC (PHOENIX AZ)

AZ

02/02/2016 - 11/02/2016

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

AZ

02/26/2002 - 01/19/2016

WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)

NY

09/28/1992 - 03/01/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

03/16/1992 - 08/26/1992

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 11/23/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/12/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2016

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 14 public disclosures for Eric Wayne Harding. Review regulatory record here.
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