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Eric Warren Baumbach

Eagle Strategies LLC

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About Eric Warren Baumbach

Eric Warren Baumbach is a financial advisor with over 24 years of experience in the industry. He has been associated with Eagle Strategies LLC since March 2004. Eric holds Series 6, 7, 63, and 66 licenses as well as the SIE. His expertise includes financial planning, portfolio management, and pension consulting. Eric's focus is on serving individuals, high-net-worth individuals, charitable organizations, and corporations. He is dedicated to providing personalized financial advice to help clients achieve their financial goals.

Firm Information

Eric Baumbach is currently registered with Eagle Strategies LLC. Eagle Strategies LLC is an investment advisor headquartered in NEW YORK, NY. They offer a range of services including financial planning, pension consulting, educational seminars, and publication of periodicals. The firm manages assets for individuals, high-net-worth individuals, corporations, charitable organizations, and individuals other than high-net-worth clients. They also participate in wrap fee programs.
Eagle Strategies LLC

51 MADISON AVENUE

NEW YORK, NY 10010

$20.36B

Assets Under Management

6,070

Total Clients

2,031

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Baumbach’s Registration & Firm History

NY

11/09/2018 - Present

Eagle Strategies LLC (MELVILLE NY)

NY

11/13/1997 - 07/26/2010

NYLIFE SECURITIES LLC (MELVILLE NY)

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Licenses & Designations

BOTH

Issued 11/26/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/05/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2003

Series 7 - General Securities Representative Examination

BC

Issued 11/12/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Eric Warren Baumbach. Review regulatory record here.
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