Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Warren Baumbach is a financial advisor who has been in the industry since November 1997. Eric is currently registered with Eagle Strategies LLC in Melville, New York, and has been with the firm since March 2004. Before joining Eagle Strategies LLC, Eric was registered with NYLIFE SECURITIES LLC in Melville, New York, from November 1997 to July 2010. Eric is licensed to sell securities in 20 states. Eric is a Chartered Financial Consultant. Eric provides financial planning services, portfolio management services, and other services to individuals, high-net-worth individuals, charitable organizations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/09/2018 - Present
Eagle Strategies LLC (MELVILLE NY)
NY
11/13/1997 - 07/26/2010
NYLIFE SECURITIES LLC (MELVILLE NY)
BOTH
Issued 11/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/5/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Eric Baumbach is the right advisor for you? Invested Better is here to help.
