linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Eric Ward Simons

Verified

Verified

Independence Capital CO., Inc.

Specializations
Use our Financial Advisor Match Tool to find your ideal match.

About Eric Ward Simons

Eric Simons is a financial advisor with over 39 years of experience in the industry. Eric is currently registered with Independence Capital CO., Inc.. Eric has previously been registered with ANCHOR NATIONAL FINANCIAL SERVICES, INC., ANFS, INC., FIRST INVESTORS CORPORATION, INTEGRATED RESOURCES EQUITY CORPORATION, OMNIVEST, INC., ROYAL ALLIANCE ASSOCIATES, INC., SAMUEL A RAMIREZ & CO., INC., STEIN ABBOTT AND COMPANY. Eric has passed the Series 6, Series 63, Series 7, SIE exams. Eric also holds the no known designation. Eric specializes in brokerage services, assisting clients with investment strategies and market analysis.

Firm Information

Eric Simons is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Eric Simons’s Registration & Firm History

OH

06/30/2014 - Present

Independence Capital CO., Inc. (PARMA OH)

NY

03/31/2004 - 03/22/2012

OMNIVEST, INC. (NY NY)

NY

01/02/1998 - 05/01/2002

SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)

AZ

11/19/1989 - 11/12/1997

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NA

11/21/1988 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

05/02/1984 - 09/20/1988

STEIN ABBOTT AND COMPANY

NA

03/23/1982 - 12/13/1984

ANFS, INC.

NA

03/23/1982 - 04/16/1984

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

NA

03/28/1981 - 01/27/1982

FIRST INVESTORS CORPORATION

Not sure if Eric Ward Simons is right for you?

Licenses & Designations

BC

Issued 11/20/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

BC

Issued 03/26/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Ward Simons.
Not sure if Eric Ward Simons is right for you?