Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Rosener is a registered representative with J.P. Morgan Securities LLC. Eric Rosener is also registered as an investment adviser representative in New York. Eric Rosener has been in the securities industry since June 13, 2013. Prior to joining J.P. Morgan Securities LLC, Eric Rosener was employed by CHASE INVESTMENT SERVICES CORP. and CITIGROUP GLOBAL MARKETS INC. Eric Rosener's current registrations include Series 63, 66, 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
03/27/2024 - Present
J.p. Morgan Securities LLC (MASSAPEQUA NY)
NY
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (REGO PARK NY)
NY
04/28/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (REGO PARK NY)
NY
05/29/2007 - 04/27/2009
CITIGROUP GLOBAL MARKETS INC. (FRANKLIN SQUARE NY)
NY
09/02/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (CEDARHURST NY)
NY
07/04/2005 - 08/02/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 03/27/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/12/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/14/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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