Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Lord is a financial advisor with over 25 years of experience in the industry. Eric is currently registered with Wells Fargo Clearing Services, LLC. Eric's primary office location is Seattle, Washington, but Eric is also registered in Texas as a resident investment advisor. Before joining Wells Fargo, Eric was with Key Investment Services LLC and McDonald Investments Inc. Eric has a Series 7, Series 63, and Series 65 license, and holds the Securities Industry Essentials (SIE) designation. Eric specializes in providing investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
WA
05/09/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LYNNWOOD WA)
WA
01/03/2006 - 05/12/2008
KEY INVESTMENT SERVICES LLC (AUBURN WA)
OH
05/02/2001 - 12/31/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
11/21/1997 - 04/30/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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