Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Vaughn Garrison is a financial advisor registered with D.A. Davidson & Co. and has been in the industry since 2002. Eric has held previous positions at Morgan Stanley, Midamerica Financial Services, Inc., RBC Dain Rauscher Inc., First Union Securities, Inc., and Prudential Securities Incorporated. Eric holds multiple licenses and certifications including Series 7, Series 63, Series 65 and Series 66. Eric is based in Roseville, California and is registered to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/19/2019 - Present
D.a. Davidson & Co. (ROSEVILLE CA)
CA
04/30/2013 - 09/23/2019
MORGAN STANLEY (ROSEVILLE CA)
MO
10/18/2011 - 12/31/2012
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
NY
05/01/2002 - 03/05/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MO
12/05/1997 - 05/08/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
05/06/1994 - 12/02/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 01/14/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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