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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Vanderleek is an investment advisor representative at Principal Advised Services and has over 25 years of experience in the financial services industry. Eric has a strong background in providing financial advice to individuals and businesses, and is dedicated to helping clients reach their financial goals. Eric is a registered investment advisor representative in Iowa and holds Series 7, 9, 10, 24, 63, 65, 99TO and SIE licenses. Prior to joining Principal Advised Services, Eric worked at Wells Fargo Advisors, Wells Fargo Clearing Services, E*TRADE Securities, Harrisdirect and Investors Associates. Eric has a passion for helping clients achieve their financial goals and is committed to providing personalized, comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IA
02/08/2024 - Present
Principal Advised Services (Des Moines IA)
MO
04/02/2012 - 08/16/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
07/16/2008 - 08/16/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
NC
01/03/2006 - 07/14/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
10/28/1997 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
CT
06/26/1997 - 10/23/1997
AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)
NJ
05/29/1997 - 06/24/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
IA
Issued 12/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/13/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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