Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Van Kaufman is a financial advisor with Raymond James Financial Services Advisors, Inc. He is also the owner of VE Capital Management LLC. Eric has been in the financial industry for over 30 years and holds the Series 3, 7, 24, 63, and 65 licenses. He is also registered to sell securities in New York and Texas. Eric specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. His previous experience includes roles at UBS Financial Services Inc., RBC Capital Markets, LLC, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
02/29/2012 - Present
Raymond James Financial Services Advisors, Inc. (New York NY)
NY
01/27/2012 - 11/18/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
08/10/2004 - 02/03/2012
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NJ
09/23/1993 - 08/20/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/17/1985 - 09/17/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
08/31/1984 - 12/09/1985
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/20/1984 - 08/31/1984
BECKER PARIBAS INCORPORATED
NA
09/20/1981 - 01/09/1984
JEFFERIES & COMPANY, INC.
NA
03/20/1980 - 09/02/1981
WAGENSELLER & DURST, INC.
NA
09/23/1976 - 03/22/1980
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
IA
Issued 06/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2012
Series 24 - General Securities Principal Examination
BC
Issued 11/18/2014
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1995
PC - AMEX Put and Call Exam
BC
Issued 07/03/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1976
Series 7 - General Securities Representative Examination
Active
Inactive
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