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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric V. Franz is a financial advisor with over 13 years of experience in the industry. Eric is currently registered with UBS Financial Services Inc. and has been with the firm since May 2012. Prior to joining UBS Financial Services Inc., Eric worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Eric is licensed to provide securities advice in several states including Arizona, California, Colorado, Florida, Georgia, Illinois, Maryland, Michigan, Missouri, Montana, New Jersey, Oregon, South Carolina, Texas, Virginia, and Washington. Eric holds several licenses and certifications, including the Series 7, Series 66, and SIE exams. Eric is also a member of the board of directors for COPPER BASIN BIBLE CAMP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
05/25/2012 - Present
UBS Financial Services Inc. (PHOENIX AZ)
AZ
10/19/2009 - 05/29/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
BOTH
Issued 11/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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