Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Whitman is a financial advisor with Wells Fargo Clearing Services, LLC, a registered investment advisor. Eric has been in the financial services industry since 1985. Eric has a Series 6, 7, 3, and 63 licenses. Eric is currently registered in 26 states. Eric's previous employers include BANC OF AMERICA INVESTMENT SERVICES, INC., BARNETT INVESTMENTS, INC., SHEARSON LEHMAN HUTTON INC., SFG BROKERAGE COMPANY, E. F. HUTTON & COMPANY INC., COUNTRYWIDE INVESTMENTS, INC., and BLACKBURN-SANFORD INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/01/2008 - Present
Wells Fargo Clearing Services, LLC (SARASOTA FL)
FL
04/01/1998 - 09/26/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (BRADENTON FL)
FL
06/01/1990 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NA
04/11/1988 - 01/07/1989
SHEARSON LEHMAN HUTTON INC.
NA
11/25/1987 - 04/13/1988
SFG BROKERAGE COMPANY
NA
01/28/1988 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
06/12/1985 - 10/09/1987
COUNTRYWIDE INVESTMENTS, INC.
NA
09/16/1983 - 12/27/1984
BLACKBURN-SANFORD INCORPORATED
IA
Issued 03/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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