Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Moffitt is a financial advisor with over 30 years of experience in the industry. Eric has been with Raymond James Financial Services Advisors, Inc. since May 2017, bringing extensive expertise in providing comprehensive financial planning and investment management services. Eric previously held positions at Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated. Eric specializes in working with high-net-worth individuals, corporations, and institutions. Eric offers a wide range of services, including retirement planning, investment management, and estate planning. Eric holds Series 63, 66, 7, 24, 31, and SIE licenses. Eric is registered to offer securities in Alabama, Arizona, Arkansas, California, Florida, Illinois, Kansas, Maryland, Minnesota, Mississippi, Montana, Nevada, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
08/11/2017 - Present
Raymond James Financial Services Advisors, Inc. (SAN MARCOS CA)
CA
03/25/2010 - 05/24/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SAN MARCOS CA)
CA
06/01/2009 - 03/26/2010
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
03/20/1990 - 04/02/2007
MORGAN STANLEY DW INC. (RANCHO BERNARDO CA)
BOTH
Issued 06/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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