Unclaimed
Eric Levy is a financial advisor with Cetera Advisor Networks LLC. Eric has been in the securities industry since May 19, 2004, and holds Series 6, 26, and 63 licenses. Eric is registered with the following states: Arizona, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Vermont, Virginia, and Washington. Eric was previously registered with M Holdings Securities, Inc., NFP Securities, Inc., First Allied Securities, Inc., and Ogilvie Security Advisors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/30/2018 - Present
Cetera Advisor Networks LLC (NEW YORK NY)
NY
12/02/2013 - 06/01/2018
M HOLDINGS SECURITIES, INC. (NEW YORK NY)
NY
03/22/2013 - 12/05/2013
NFP SECURITIES, INC. (NEW YORK NY)
NY
10/24/2012 - 03/27/2013
FIRST ALLIED SECURITIES, INC. (NEW YORK NY)
NY
06/07/2006 - 10/24/2012
OGILVIE SECURITY ADVISORS CORPORATION (NEW YORK NY)
NY
05/18/2004 - 06/05/2006
AMERICAN BENEFITS & COMPENSATION SECURITIES CORP (NEW YORK NY)
BC
Issued 08/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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