Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Todd Deffenbaugh is a financial advisor registered with Charles Schwab & CO., Inc. Eric has been in the financial industry since 1999. He is licensed in Arizona and California. In addition to his current role at Charles Schwab & CO., Inc., Eric has also held positions at ASSETMARK BROKERAGE, LLC, CAPITAL BROKERAGE CORPORATION, MML INVESTORS SERVICES, INC., USAA INVESTMENT MANAGEMENT COMPANY, BANC ONE SECURITIES CORPORATION and Charles Schwab & CO., Inc. Eric has extensive experience in various aspects of the financial industry, including securities, investment advisory and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
03/18/2015 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CA
08/15/2014 - 10/24/2014
ASSETMARK BROKERAGE, LLC (CONCORD CA)
VA
12/03/2013 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
01/07/2011 - 11/14/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
AZ
02/03/2006 - 12/03/2010
MML INVESTORS SERVICES, INC. (SCOTTSDALE AZ)
TX
06/10/2004 - 11/03/2005
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
IL
02/20/2003 - 01/16/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
09/01/1998 - 01/07/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 03/24/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 03/03/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/15/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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