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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Counts is a financial advisor in ST. LOUIS, MO. Eric has been working in the financial services industry since April 16, 2001. Eric is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since April 25, 2018. Eric is a licensed securities principal and holds Series 4, 7, 24, 52TO, 53, and 63 licenses. Eric has previously been registered with SCOTTRADE, INC. and A. G. EDWARDS & SONS, INC. Eric provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/25/2018 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
05/04/2005 - 04/02/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
03/06/2001 - 04/13/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 03/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/31/2010
Series 4 - Registered Options Principal Examination
BC
Issued 11/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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