Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Stanwick is a financial advisor with over 19 years of experience in the financial services industry. He is currently registered with LPL Financial LLC and has previously been affiliated with Wells Fargo Securities, LLC, MML Investors Services, LLC, MSI Financial Services, Inc., Tradier Brokerage, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial Corporation, UVEST Financial Services Group, Inc., Wachovia Capital Markets, LLC, Wachovia Securities, LLC, and First Union Brokerage Services, Inc. Eric holds several professional licenses and designations, including Series 7, Series 24, Series 39, Series 52TO, Series 6TO, Series 82TO, Series 99TO, Series 14, Series 26, and Series 63. Eric is dedicated to providing personalized financial advice and investment solutions to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
11/29/2023 - Present
LPL Financial LLC (FORT MILL SC)
NC
07/03/2020 - 12/15/2023
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
02/18/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
08/16/2013 - 12/23/2015
TRADIER BROKERAGE, INC. (CHARLOTTE NC)
NY
08/09/2011 - 09/16/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
04/11/2008 - 09/10/2010
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
NC
07/18/2007 - 09/10/2010
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
07/27/2005 - 07/19/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/2000 - 08/01/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/30/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 01/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/04/2019
Series 4 - Registered Options Principal Examination
BC
Issued 10/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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