Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Thomas Schmidt has been in the financial industry since May 9, 2001. Eric is currently registered with Cantor Fitzgerald & Co., with a Series 63, Series 7, and Series 86 licenses. Eric is also licensed to sell securities in New York. Previously, Eric was registered with COWEN AND COMPANY, COWEN & CO., and UBS SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/18/2023 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
07/01/1998 - 06/22/2018
COWEN AND COMPANY (NEW YORK NY)
NY
05/17/1998 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
02/13/1996 - 05/27/1998
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/25/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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