Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Thomas Johnson is a financial advisor with over 17 years of experience in the industry. He is currently registered with Wells Fargo Clearing Services, LLC, where he has been since April 2011. Eric is a Certified Financial Planner, and holds the Series 66, Series 7, Series 31 and SIE licenses. Eric has previously held positions at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., OneAmerica Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Eric is dedicated to providing personalized financial advice to individuals, families, and businesses in the Houston, TX area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/15/2011 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
06/01/2009 - 04/29/2011
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
09/05/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
01/05/2007 - 09/19/2007
ONEAMERICA SECURITIES, INC. (HOUSTON TX)
TX
05/04/2006 - 10/27/2006
METLIFE SECURITIES INC. (HOUSTON TX)
TX
05/04/2006 - 10/27/2006
METROPOLITAN LIFE INSURANCE COMPANY (HOUSTON TX)
BOTH
Issued 05/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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