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Eric Thomas Hu

Vanderbilt Advisory Services

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About Eric Thomas Hu

Eric Hu has been in the financial services industry since September 1, 1997 and is currently registered with Vanderbilt Advisory Services in Bridgewater, NJ. Eric Hu has passed the Series 63, Series 65, Series 7 and Series 24 exams. Eric Hu specializes in providing portfolio management for individuals and businesses. Eric Hu has experience working at several financial institutions including Sigma Financial Corporation, VSR Financial Services, Inc., First Security Investments, Inc., First Union Securities Financial Network, Inc., Sunpoint Securities, Inc., A. G. Edwards & Sons, Inc., Dean Witter Reynolds Inc., H.J. Meyers & Co., Inc., and A.S. Goldmen & Co., Inc. Eric Hu is a Registered Representative and Investment Advisor Representative.

Firm Information

Eric Hu is currently registered with Vanderbilt Advisory Services. Vanderbilt Advisory Services is an investment advisory firm headquartered in Woodbury, New York. They provide financial planning, portfolio management for individuals and businesses, and have over $1 billion to $10 billion in assets under management. They serve a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Vanderbilt Advisory Services

125 FROEHLICH FARM BLVD.

WOODBURY, NY 11797

$1.62B

Assets Under Management

64

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Hu’s Registration & Firm History

NY

02/22/2022 - Present

Vanderbilt Advisory Services (WOODBURY NY)

NJ

01/02/2008 - 06/01/2021

SIGMA FINANCIAL CORPORATION (BRIDGEWATER NJ)

NJ

01/30/2004 - 12/31/2007

VSR FINANCIAL SERVICES, INC. (EDISON NJ)

PA

01/03/2002 - 01/30/2004

FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)

MO

12/07/1999 - 12/31/2001

FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

TX

08/31/1998 - 11/19/1999

SUNPOINT SECURITIES, INC. (LONGVIEW TX)

MO

12/09/1997 - 06/29/1998

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

07/10/1997 - 12/18/1997

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

03/20/1997 - 06/19/1997

H.J. MEYERS & CO., INC. (ROCHESTER NY)

NJ

09/11/1996 - 03/26/1997

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

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Licenses & Designations

IA

Issued 12/29/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/30/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Thomas Hu. Review regulatory record here.
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