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Eric Thomas Harman

Prudential Annuities Distributors, Inc.

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About Eric Thomas Harman

Eric Harman is a financial professional with over 15 years of experience in the financial services industry. Eric has a proven track record of success in helping clients achieve their financial goals. Eric is currently registered with Prudential Annuities Distributors, Inc. and is licensed to sell securities in Minnesota. Eric has previously worked for firms such as Pruco Securities, LLC., P.J. Robb Variable Corporation, MetLife Investors Distribution Company, MetLife Securities Inc. and Metropolitan Life Insurance Company. Eric holds FINRA Series 6 and 63 licenses, as well as the SIE exam.

Firm Information

Eric Harman is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Harman’s Registration & Firm History

CT

09/03/2019 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

MN

01/14/2016 - 04/10/2020

PRUCO SECURITIES, LLC. (PLYMOUTH MN)

CT

11/10/2014 - 09/30/2015

P.J. ROBB VARIABLE CORPORATION (FARMINGTON CT)

CT

09/05/2006 - 07/16/2013

METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)

CT

01/01/2006 - 09/15/2006

METLIFE SECURITIES INC. (WETHERSFIELD CT)

CT

01/01/2006 - 09/15/2006

METROPOLITAN LIFE INSURANCE COMPANY (WETHERSFIELD CT)

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Licenses & Designations

BC

Issued 11/17/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Thomas Harman. Review regulatory record here.
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