Unclaimed
Eric Thomas Field is a financial professional with over 20 years of experience in the industry. Eric is currently registered with Harris Williams. Eric has previously held positions with Robert W. Baird & Co. Incorporated and FBR Capital Markets & Co.. Eric holds multiple licenses, including Series 7, Series 24, Series 50, Series 55, and Series 57TO. Eric is also a licensed municipal advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
04/23/2021 - Present
Harris Williams (RICHMOND VA)
WI
05/18/2010 - 04/07/2021
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
CA
10/13/2003 - 05/28/2010
FBR CAPITAL MARKETS & CO. (LOS ANGELES CA)
BC
Issued 11/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/01/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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