Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Theodore Gauss is a registered representative with Stifel, Nicolaus & Company, Inc. and has been in the industry since May 1997. Eric is also a registered investment advisor with the firm and has been working in that capacity since August 2007. Eric holds Series 7 and Series 63 securities licenses, as well as Series 65 investment advisor license. Eric has offices in Shrewsbury, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
03/07/2022 - Present
Stifel, Nicolaus & Company, Inc. (SHREWSBURY NJ)
NJ
01/18/2001 - 08/21/2007
RYAN BECK & CO. (SHREWSBURY NJ)
NY
10/05/1999 - 01/11/2001
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NJ
08/02/1994 - 12/18/1996
RYAN, BECK & CO. (FLORHAM PARK NJ)
IA
Issued 10/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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