Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Gaston has been a financial advisor for over 30 years. Eric Theodore Gaston is a registered representative with Robert W. Baird & Co. Inc., Eric Gaston is also registered as an Investment Advisor Representative in Illinois. Eric Gaston has been a financial advisor since 1987. Before joining Robert W. Baird & Co. Inc., Eric Gaston was a financial advisor with TD Ameritrade, Inc., Fidelity Brokerage Services LLC and Charles Schwab & Co., Inc.. Eric Gaston has a broad range of experience and expertise and is committed to providing his clients with personalized service and tailored investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IL
06/04/2021 - Present
Robert W. Baird & Co. Inc. (CHICAGO IL)
IL
05/07/2018 - 01/11/2021
TD AMERITRADE, INC. (OAK BROOK IL)
MI
09/10/2004 - 07/12/2017
FIDELITY BROKERAGE SERVICES LLC (GRAND BLANC MI)
TX
10/18/1989 - 08/26/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MI
08/18/1987 - 10/14/1989
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 03/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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