Unclaimed
Eric Seel is a financial advisor at Janney Montgomery Scott LLC. He has been working in the financial services industry since October 2002. Prior to joining Janney Montgomery Scott LLC, Eric worked at Stifel, Nicolaus & Company, Incorporated and Legg Mason Wood Walker, Incorporated. Eric holds the Series 7, Series 99TO, and SIE licenses. He is a registered representative with FINRA and is also registered with the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
04/14/2009 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
MD
12/01/2005 - 04/09/2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)
MD
10/01/2002 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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