Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Ruffin is a financial advisor who is currently registered with Alight Financial Solutions, LLC. Eric has been in the financial services industry since November 29, 2017. Previously, Eric was employed with J.P. Morgan Securities LLC, located in Las Vegas, NV. Eric is a licensed Series 6 and Series 63 representative and also holds the Securities Industry Essentials Examination (SIE). Eric holds registrations in 24 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
03/15/2022 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
NV
04/01/2016 - 07/14/2020
J.P. MORGAN SECURITIES LLC (LAS VEGAS NV)
BC
Issued 04/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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