Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Smith is a financial advisor with Fidelity Personal And Workplace Advisors, located in ST AUGUSTINE, FL. Eric has been in the industry since 1993 and is registered to provide investment advice in 51 states. Eric holds the following licenses and certifications: Series 7, Series 6, Series 63, Series 24, Series 66, and Series 7TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/25/2024 - Present
Fidelity Personal AND Workplace Advisors (ST AUGUSTINE FL)
FL
05/29/2007 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
09/12/1996 - 05/29/2007
CITICORP INVESTMENT SERVICES (BOCA RATON FL)
NY
06/09/1993 - 04/19/1996
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BOTH
Issued 07/03/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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