Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric T. Chan is an investment advisor representative with Charles Schwab & Co., Inc. located in San Francisco, California. Eric has over 20 years of experience in the financial services industry. He is registered with FINRA as a general securities representative and holds the Series 7, Series 9, Series 24 and Series 63 licenses. Eric is also a registered investment advisor representative in California. Previously Eric was employed by Transamerica Financial Advisors, Inc., Northwestern Mutual Investment Services, LLC, National Planning Corporation and BA Investment Services, Inc. Eric's specializations include financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
12/08/2020 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
CA
06/20/2019 - 08/08/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN GABRIEL CA)
CA
06/19/2017 - 07/21/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
09/14/2015 - 10/08/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN GABRIEL CA)
CA
04/03/2014 - 06/20/2014
NATIONAL PLANNING CORPORATION (SAN MATEO CA)
CA
08/07/2000 - 09/12/2013
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
MA
07/12/1999 - 08/28/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
05/20/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
02/05/1996 - 12/12/1996
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
TX
09/13/1993 - 02/09/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
11/29/1991 - 09/14/1993
LIGHT SECURITIES (OAKLAND CA)
IA
Issued 05/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/23/1993
Series 24 - General Securities Principal Examination
BC
Issued 07/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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