Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Sylvain Francois is a financial advisor with over 10 years of experience in the industry. Eric is currently registered with Raymond James & Associates, Inc. and is licensed in New York and Pennsylvania. Eric has a diverse background in the financial services industry, having previously worked at Credit Suisse Securities (USA) LLC, Lazard Freres & Co. LLC, and Cowen and Company. Eric holds the Series 7, 79, and 63 securities licenses and has a demonstrated track record of success in providing investment advice and financial planning services to a wide range of clients. Eric is a highly respected financial advisor and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/17/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
03/28/2022 - 09/08/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/13/2007 - 12/04/2013
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
09/11/2003 - 09/10/2007
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 12/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/25/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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