Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Kern is a financial advisor with Finalis Securities LLC. Eric is licensed to conduct business in Texas and has a Series 63, Series 79TO, SIE, and Series 62. Eric has been in the financial services industry since December 27, 2019. Prior to joining Finalis Securities LLC, Eric worked at ACC Securities, LLC in Dallas, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/04/2024 - Present
Finalis Securities LLC (New York NY)
TX
10/01/2018 - 05/08/2023
ACC SECURITIES, LLC (DALLAS TX)
BC
Issued 08/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2018
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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